Action Resources:
Privacy
The Final Privacy Rule
was published in the Federal Register on December 28, 2000. A "paperwork
glitch" delayed the rule's effective date to April 14, 2001.
Compliance is required by April 14, 2003. HHS' Office for Civil
Rights first issued a guidance
document on the Privacy Rule July 6, 2001.
On March 27, 2002, HHS issued proposed changes to certain standards
in the Privacy Rule; the Final
Modified Privacy Rule was published August 14, 2002. OCR issued
a revised guidance
document April 3, 2003.
Analyses
HIPAA Privacy Rule and Security Standards - friends or foes? by Cheryl S. Camin, Esq., ABA Health eSource, August 2006
This article is intended to be a brief analysis of how the differences between the Privacy Rule and the Security Standards may result in problems with compliance with both of these requirements.
The HIPAA Security
and Privacy Rules Intersections and Dependencies by Steve
Weil, CISSP, CISA, Seitel Leeds & Associates
HIPAA/LAW:
Legal Q/A: "Understanding the New Privacy Rule Modifications"
by Steve Fox, Esq., & Rachel Wilson, Esq., August 2002
Analysis of the Marketing Provisions
of the HIPAA Privacy Rules by Robert Gellman, Privacy and Information Policy Consultant
In debates over health privacy proposals, it was often said that
video rental records had better privacy protection than medical
records. Unfortunately, now that the final rule has been issued,
it is still true that video rental records have better protections
from marketing uses and disclosures than medical records.
HIPAA and Newsgathering by Andrew M. Mar and Alison Page Howard, Davis Wright Tremaine LLP
Fortunately, HIPAA does not regulate what the media can report about. Nonetheless, journalists should be prepared to deal with and, if necessary, challenge, the manner in which agencies they cover interpret these regulations.
An Analysis of Web Site Privacy Policy Evolution in the Presence of HIPAA (PDF) ![external link [external link]](../../images/extlink.gif)
This 2004 study provides a unique perspective on the state of privacy practices before and after HIPAA's enactment, by comparing our current results to our pre-HIPAA study of these same institutions' privacy practices. HIPAA's introduction has resulted in more descriptive and detailed privacy policies but has not necessarily improved online privacy practices. The results of this analysis may be helpful for forecasting how future legislation will affect the state of online privacy in other domains.
CMS'
Disclosure Desk Reference for Call Centers on the
HIPAA Privacy Rule applied to the original Medicare plan, issued
June 25, 2004 (PDF).
Office for Civil
Rights (OCR) guidance for writing plain language notices is
designed to help the writer of a Notice of Privacy Practices create
a notice that does not require a high literacy level. The document
describes principles for writing plain English, clear layout, and
presentation. It also suggests some easily understandable words
and phrases that can be used.
OCR letter on research use of
data
(PDF)
Living Day-to-Day With HIPAA Privacy:
The Top 10 Most Inappropriate Responses Overheard in the Healthcare
Workplace by Randa Upham & Amanda Dorsey, Phoenix Health
Systems
"Protecting
Personal Health Information in Research: Understanding the
HIPAA Privacy Rule" (PDF)
from HHS' National Institute of Health ![external link [external link]](../../images/extlink.gif)
Health
Information Privacy Complaint Fact Sheet & Complaint Form
(Spanish
version) ![external link [external link]](../../images/extlink.gif)
WEDI SNIP Compliance White Papers &
Presentations:
Electronic Communications
With advances in technology, email and voice mail have become important
means of communications among physicians and between provider and
patient.
- FAX Facts on sending and
receiving faxes that contain PHI.
State Privacy Laws and Preemption
Analyses, includes how to request
state preemption of HIPAA.
The Maryland Health Care Commission's "Guide
to Privacy Readiness" (PDF) provides an overview
of the HIPAA Privacy Regulation, definitions of terms used in the
regulation, plus:
- Assessment Guide and Work Plan
- Business Associate Contract (development tips & model form)
- Notice of Privacy Practices (development tips & model form)
- Computer and Information Usage Agreement (development tips
& model form)
Additional resources:
Medical
Privacy Horror Stories
(compiled by Health Privacy Project)
Model
HIPAA Notice of Privacy Practices
AMA's
Group Practice HIPAA Notice of Privacy Practices ![external link [external link]](../../images/extlink.gif)
Cosmetics,
mechanics and confidence in Web privacy ![external link [external link]](../../images/extlink.gif)
Electronic
Privacy Information Center (EPIC)
Online Guide to Practical Privacy Tools
![external link [external link]](../../images/extlink.gif)
Electronic
Privacy Information Center (EPIC) Bill Track
![external link [external link]](../../images/extlink.gif)
A summarized resource for understanding what privacy-related initiatives
are evolving in Congress.
The Direct Marketing Association's (DMA) Privacy
Policy Generator
,
though not specific to HIPAA, enables you to simply
complete a questionnaire and create a general privacy policy statement
to be posted on your own web page.
Computerworld's
Privacy special coverage page
with news, feature and opinion articles about privacy issues.
HealthKey
"A Framework and Structured
Process for Developing Responsible Privacy Practices,"
(Second EditionHIPAA Update, September 2001) companion
document to "PKI in Healthcare." Includes an operational
framework for developing privacy practices accompanied by a
toolkit including the HealthKey Privacy Principles: A Working
Set, endorsed by the HealthKey Privacy Advisory Group; policy
checklists and model policies and practices for three common
electronic transactions (e-mail, file transfer, secure access).
All are intended for use as templates in real-world implementations.
Download
as a 592.5KB Microsoft Word document.
![external link [external link]](../../images/extlink.gif)
Template
for a Comprehensive Health Care Information Protection Agreement
pre-publication draft (download as Word document) The Agreement
allows for compliance in regards to business associates, chain
of trust, trading partners, HCFA Internet Security Policy, GLB
Act, generally accepted privacy principles, electronic signatures
& electronic records, and health information transaction
contracting; also includes a Crosswalk of Provisions.
Health Privacy Project
About
the 1996 Health Insurance Portability & Accountability Act
![external link [external link]](../../images/extlink.gif)
Summary of the Final Regulations
Frequently
Asked Questions
![external link [external link]](../../images/extlink.gif)
Health
Privacy Polling Data
![external link [external link]](../../images/extlink.gif)
American Health Information Management Association
(AHIMA) Practice Briefs:
A
HIPAA Privacy Checklist (incorporates Aug. 2002 amendments)
![external link [external link]](../../images/extlink.gif)
Consent
for Uses and Disclosures of Information (Updated) ![external link [external link]](../../images/extlink.gif)
Defining
the Designated Record Set
![external link [external link]](../../images/extlink.gif)
Destruction
of Patient Health Information (Updated)
![external link [external link]](../../images/extlink.gif)
Disaster
Planning for a Mass-Casualty Event
![external link [external link]](../../images/extlink.gif)
Facsimile
Transmission of Health Information (Updated)
![external link [external link]](../../images/extlink.gif)
HIPAA Privacy and Security Training (Updated) ![external link [external link]](../../images/extlink.gif)
Implementing
the Minimum Necessary Standard
![external link [external link]](../../images/extlink.gif)
Laws
and Regulations Governing the Disclosure of Health Information
(Updated)
![external link [external link]](../../images/extlink.gif)
Notice
of Privacy Practices
![external link [external link]](../../images/extlink.gif)
Patient
Access and Amendment to Health Records (Updated)
![external link [external link]](../../images/extlink.gif)
Patient
Anonymity (Updated)
![external link [external link]](../../images/extlink.gif)
Patient
Photography, Videotaping, and Other Imaging (Updated)
![external link [external link]](../../images/extlink.gif)
Preemption
of the HIPAA Privacy Rule (incorporates Aug. 2002 amendments)
![external link [external link]](../../images/extlink.gif)
Release
of Information for Marketing or Fund-raising Purposes
(Updated)
![external link [external link]](../../images/extlink.gif)
Required
Content for Authorizations to Disclose (Updated)
Business Associates
Possibilities and Pitfalls of Outsourcing,
Newsfactor Magazine, November 23, 2005
Many healthcare organizations are finding that diverse functions can be outsourced without affecting the core competency of health care. Confidentiality and security of the information being transferred to the
outsourcing firm is of great significance.
Healthcare and IT: Taming HIPAA
by John A. Gliedman, Computerworld, May 2, 2005
With guidance, HIPAA requirements shouldn't intimidate IT vendors or healthcare providers. As with any other professional discipline, the legal implications can be managed with the proper tools and practices, such as a good business associate agreement.
OCR letter
on medical device companies' roles as BAs (PDF)
Sample
BA Contract Provisions from the final modified Privacy
Rule.
Model Business
Associate Contract from the Privacy NPRM.
AHA's
Model Business Associate Agreement
Shaping Up Your
Business Associates -- A Case Study on Compliance and Better Relationship
Management
by DeDee Birdsall
Privacy Officers
Small Provider Organizations: A Day in
the Life of a Privacy Officer by Helen Hadley, VantagePoint
HealthCare Advisors
Massachusetts State Agency Privacy Officer email discussion
group for use by privacy officers of state Medicaid agencies
and other state health agencies of all 50 states. The purpose
of the list is to give state agency privacy officers a forum to
discuss some of the unique privacy issues that arise in the public
sector. Only state agency employees or their contractors are
eligible to join. To enroll, send a blank email message to:
join-medipoexchange@listserv.state.ma.us
AHIMA's
Sample (Chief) Privacy Officer Job Description
![external link [external link]](../../images/extlink.gif)
Articles
Special Report: Officials Focus on Weak Links in Privacy,
Government Computer News, September 25, 2006
Privacy has been an embedded component of electronic health records for the Health and Human Services Department and the collaborative groups that are conducting technical, standards, business process and policy tasks. But now HHS officials and their partners are elevating privacy as a separate component.
HIPAA: Best if Used by... by Heather B. Hayes, Government Health IT, June 12, 2006
There is now a mobilization under way to put privacy back in the spotlight and come up with a remedy for HIPAA's flaws. Several bills in Congress attempt to create health information networks while also addressing privacy concerns, and challenges to HIPAA's privacy rules have been filed in both state and federal courts.
Gaps in the HIPAA Chinese Wall by Anne M. Lavelle, Trustee Magazine, January 2006
When it comes to HIPAA, hospitals are, for the most part, very good at keeping patient information private, except when the patient also happens to be an employee of the hospital. Sometimes, the "Great Wall of China" which should exist between the "branch" of the hospital that treats the patient and its human resources "branch" often seems to be missing a few bricks.
Hurricane Katrina Sparks Data Privacy Concerns
by Margie Semilof and Jo Maitland, SearchStorage.com, October 13, 2005
In the chaotic days that followed the hurricane, well-intentioned efforts by Microsoft Corp. to reunite scattered family members may usher in another kind of storm, this one involving the privacy of personal data belonging to the many residents forced into shelters.
HIPAA: Past, Present, and Future Implications for Nurses by Joe A. Flores, RN, MSN, CCRN, FNP, JD & Andrea Dodier, Paralegal;
Online Journal of Issues in Nursing; May 31, 2005
Nurses stand at the forefront in the resolution of the dilemma of patient privacy versus healthcare expediency. HIPAA is a work in progress and not a specific act. All covered entities and their personnel need to look broadly at HIPAA as initiating a new way of work in healthcare.
Medical ID Bracelets Can be Crucial ER Tool by Kevin Helliker, Wall Street Journal, April 17, 2005
In the flurry of calls for electronic medical records, a low-tech alternative is being overlooked: the medical warning tag. But patients have their own qualms about wearing medical bracelets, including privacy.
Health IT: Fears and Opportunities by ML Baker, eWeek, February 1, 2005
Deborah Peel, chairman of the Appeal for Patient Privacy Foundation, thinks a national health information network could very well marginalize patients who fear that their personal information could be shared without their consent or that their consent could be coerced. Peel said that HIPAA provided little protection: "The Bush administration flipped the HIPAA privacy rule into a disclosure rule, where patients cannot control any 'routine' uses of their medical records."
Fundraisers
Seek Patient Privacy Waivers
by Sarah A. Klein, Crain's Chicago Business, November 13, 2004
The biggest physician group at Chicago's Northwestern Memorial Hospital
is asking patients to waive their HIPAA privacy rights so their
names and medical diagnoses can be passed on to fundraisers. The
aim is to identify patients interested in specific diseases who
would likely support research initiatives.
HIPAA,
Heal Thyself
by Maria Blackburn, Johns Hopkins Magazine, November 2004
A sweeping set of patient privacy regulations went into effect last
year, complicating life considerably for Medicine's researchers,
fundraisers, and archivists. Now many are wondering: Are the intended
benefits outweighed by the unintended costs?
The
Privacy Lawyer: HIPAA: Who Can You Trust?
by Parry Aftab, Information Week, October 4, 2004
Exceptions under HIPAA regulations leave a door open for marketing
using individual's personal information.
New
Medical Privacy Rules Test Military
by John Fritze, Indianapolis Star, April 21, 2003
Keeping medical records entirely private has proved difficult enough
in the civilian world -- imagine trying to do it on a battlefield.
New federal medical privacy regulations, which went into effect
last week, have become a serious challenge for the armed forces
-- including those deploying to Iraq -- military medics here said.
Officials
Struggle with HIPAA when SARS is Concerned
by Elaine Murphy, KATU, April 17, 2003
If a deadly disease like SARS or the West Nile Virus broke out in
your community, would health officials tell you about it? Currently
there is some confusion even among health professionals over what
information can and cannot be made public under a new federal law.
KATU, Portland, OR's ABC affiliate, wondered if that privacy law
would compromise the publics' safety.
Privacy
Notices: No Good If No One Reads
by David Hallerman, eMarketer, January 7, 2003
What's striking about consumers' attitudes regarding privacy notices
is how their opinions are supported by evidence. Research from Readability
Consulting, a Golden Valley, MN-based firm that helps companies
put documents into plain English, indicates how difficult it can
be to understand privacy notices.
Getting
the HIPAA Consent and Notice Mix Right - for Patient and Provider
by DArcy Guerin Gue, Health Management Technology, July 2002
Six years, 100-plus hearings and nearly 100,000 comments later,
the infancy of the patient privacy concept under HIPAA may be over.
Patients and providers are fortunate, indeed, that politics and
the extraordinary difficulty of the medical privacy birthing process
have not resulted in the baby disappearing with the proverbial bath
water.
Clamping
Down
by Brad Cain, HealthLeaders, April 2002
Chief Privacy Officer. Director of Privacy. Information Privacy
Director. The position's title varies from one organization to the
next, but those who have created a dedicated privacy position say
the move can pay dividends beyond complying with the HIPAA mandate.
Defining
the Roles of HIPAA Officers
by Greg Gillespie, Health Data Management
CIOs must decide how to satisfy HIPAAs requirement that two
new positions be responsible for privacy and data security.
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