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Final Standards for
Privacy of Individually Identifiable Health Information
§ 164.512 Uses and disclosures for which consent, an authorization,
or opportunity to agree or object is not required.
A covered entity may use or disclose protected health information
without the written consent or authorization of the individual as
described in §§ 164.506 and 164.508,
respectively, or the opportunity for the individual to agree or
object as described in § 164.510, in
the situations covered by this section, subject to the applicable
requirements of this section. When the covered entity is required
by this section to inform the individual of, or when the individual
may agree to, a use or disclosure permitted by this section, the
covered entitys information and the individuals agreement
may be given orally.
(a) Standard: uses and disclosures required
by law.
- A covered entity may use or disclose protected health information
to the extent that such use or disclosure is required by law and
the use or disclosure complies with and is limited to the relevant
requirements of such law.
- A covered entity must meet the requirements described in paragraph
(c), (e), or (f) of this section for uses or disclosures required
by law.
(b) Standard: uses and disclosures for public
health activities.
- Permitted disclosures. A covered entity may disclose protected
health information for the public health activities and purposes
described in this paragraph to:
- A public health authority that is authorized by law to collect
or receive such information for the purpose of preventing
or controlling disease, injury, or disability, including,
but not limited to, the reporting of disease, injury, vital
events such as birth or death, and the conduct of public health
surveillance, public health investigations, and public health
interventions; or, at the direction of a public health authority,
to an official of a foreign government agency that is acting
in collaboration with a public health authority;
- A public health authority or other appropriate government
authority authorized by law to receive reports of child abuse
or neglect;
- A person subject to the jurisdiction of the Food and Drug
Administration:
- To report adverse events (or similar reports with respect
to food or dietary supplements), product defects or problems
(including problems with the use or labeling of a product),
or biological product deviations if the disclosure is
made to the person required or directed to report such
information to the Food and Drug Administration;
- To track products if the disclosure is made to a person
required or directed by the Food and Drug Administration
to track the product;
- To enable product recalls, repairs, or replacement (including
locating and notifying individuals who have received products
of product recalls, withdrawals, or other problems); or
- To conduct post marketing surveillance to comply with
requirements or at the direction of the Food and Drug
Administration;
- A person who may have been exposed to a communicable disease
or may otherwise be at risk of contracting or spreading a
disease or condition, if the covered entity or public health
authority is authorized by law to notify such person as necessary
in the conduct of a public health intervention or investigation;
or
- An employer, about an individual who is a member of the
workforce of the employer, if:
- The covered entity is a covered health care provider
who is a member of the workforce of such employer or who
provides a health care to the individual at the request
of the employer:
- To conduct an evaluation relating to medical surveillance
of the workplace; or
- To evaluate whether the individual has a work-related
illness or injury;
- The protected health information that is disclosed consists
of findings concerning a work-related illness or injury
or a workplace-related medical surveillance;
- The employer needs such findings in order to comply
with its obligations, under 29 CFR parts 1904 through
1928, 30 CFR parts 50 through 90, or under state law having
a similar purpose, to record such illness or injury or
to carry out responsibilities for workplace medical surveillance;
- The covered health care provider provides written notice
to the individual that protected health information relating
to the medical surveillance of the workplace and work-related
illnesses and injuries is disclosed to the employer:
- By giving a copy of the notice to the individual
at the time the health care is provided; or
- If the health care is provided on the work site
of the employer, by posting the notice in a prominent
place at the location where the health care is provided.
- Permitted uses. If the covered entity also is a public health
authority, the covered entity is permitted to use protected health
information in all cases in which it is permitted to disclose
such information for public health activities under paragraph
(b)(1) of this section.
(c) Standard: disclosures about victims of abuse,
neglect or domestic violence.
- Permitted disclosures. Except for reports of child abuse or
neglect permitted by paragraph (b)(1)(ii) of this section, a covered
entity may disclose protected health information about an individual
whom the covered entity reasonably believes to be a victim of
abuse, neglect, or domestic violence to a government authority,
including a social service or protective services agency, authorized
by law to receive reports of such abuse, neglect, or domestic
violence:
- To the extent the disclosure is required by law and the
disclosure complies with and is limited to the relevant requirements
of such law;
- If the individual agrees to the disclosure; or
- To the extent the disclosure is expressly authorized by
statute or regulation and:
- The covered entity, in the exercise of professional
judgment, believes the disclosure is necessary to prevent
serious harm to the individual or other potential victims;
or
- If the individual is unable to agree because of incapacity,
a law enforcement or other public official authorized
to receive the report represents that the protected health
information for which disclosure is sought is not intended
to be used against the individual and that an immediate
enforcement activity that depends upon the disclosure
would be materially and adversely affected by waiting
until the individual is able to agree to the disclosure.
- Informing the individual. A covered entity that makes a disclosure
permitted by paragraph (c)(1) of this section must promptly inform
the individual that such a report has been or will be made, except
if:
- The covered entity, in the exercise of professional judgment,
believes informing the individual would place the individual
at risk of serious harm; or
- The covered entity would be informing a personal representative,
and the covered entity reasonably believes the personal representative
is responsible for the abuse, neglect, or other injury, and
that informing such person would not be in the best interests
of the individual as determined by the covered entity, in
the exercise of professional judgment.
(d) Standard: uses and disclosures for health
oversight activities.
- Permitted disclosures. A covered entity may disclose protected
health information to a health oversight agency for oversight
activities authorized by law, including audits; civil, administrative,
or criminal investigations; inspections; licensure or disciplinary
actions; civil, administrative, or criminal proceedings or actions;
or other activities necessary for appropriate oversight of:
- The health care system;
- Government benefit programs for which health information
is relevant to beneficiary eligibility;
- Entities subject to government regulatory programs for which
health information is necessary for determining compliance
with program standards; or
- Entities subject to civil rights laws for which health information
is necessary for determining compliance.
- Exception to health oversight activities. For the purpose of
the disclosures permitted by paragraph (d)(1) of this section,
a health oversight activity does not include an investigation
or other activity in which the individual is the subject of the
investigation or activity and such investigation or other activity
does not arise out of and is not directly related to:
- The receipt of health care;
- A claim for public benefits related to health; or
- Qualification for, or receipt of, public benefits or services
when a patients health is integral to the claim for
public benefits or services.
- Joint activities or investigations. Nothwithstanding paragraph
(d)(2) of this section, if a health oversight activity or investigation
is conducted in conjunction with an oversight activity or investigation
relating to a claim for public benefits not related to health,
the joint activity or investigation is considered a health oversight
activity for purposes of paragraph (d) of this section.
- Permitted uses. If a covered entity also is a health oversight
agency, the covered entity may use protected health information
for health oversight activities as permitted by paragraph (d)
of this section.
(e) Standard: disclosures for judicial and administrative proceedings.
- Permitted disclosures. A covered entity may disclose protected
health information in the course of any judicial or administrative
proceeding:
- In response to an order of a court or administrative tribunal,
provided that the covered entity discloses only the protected
health information expressly authorized by such order; or
- In response to a subpoena, discovery request, or other lawful
process, that is not accompanied by an order of a court or
administrative tribunal, if:
- The covered entity receives satisfactory assurance,
as described in paragraph (e)(1)(iii) of this section,
from the party seeking the information that reasonable
efforts have been made by such party to ensure that the
individual who is the subject of the protected health
information that has been requested has been given notice
of the request; or
- The covered entity receives satisfactory assurance,
as described in paragraph (e)(1)(iv) of this section,
from the party seeking the information that reasonable
efforts have been made by such party to secure a qualified
protective order that meets the requirements of paragraph
(e)(1)(v) of this section.
- For the purposes of paragraph (e)(1)(ii)(A) of this section,
a covered entity receives satisfactory assurances from a party
seeking protecting health information if the covered entity
receives from such party a written statement and accompanying
documentation demonstrating that:
- The party requesting such information has made a good
faith attempt to provide written notice to the individual
(or, if the individuals location is unknown, to
mail a notice to the individuals last known address);
- The notice included sufficient information about the
litigation or proceeding in which the protected health
information is requested to permit the individual to raise
an objection to the court or administrative tribunal;
and
- The time for the individual to raise objections to the
court or administrative tribunal has elapsed, and:
- No objections were filed; or
- All objections filed by the individual have been
resolved by the court or the administrative tribunal
and the disclosures being sought are consistent with
such resolution.
- For the purposes of paragraph (e)(1)(ii)(B) of this section,
a covered entity receives satisfactory assurances from a party
seeking protected health information, if the covered entity
receives from such party a written statement and accompanying
documentation demonstrating that:
- The parties to the dispute giving rise to the request
for information have agreed to a qualified protective
order and have presented it to the court or administrative
tribunal with jurisdiction over the dispute; or
- The party seeking the protected health information has
requested a qualified protective order from such court
or administrative tribunal.
- For purposes of paragraph (e)(1) of this section, a qualified
protective order means, with respect to protected health
information requested under paragraph (e)(1)(ii) of this section,
an order of a court or of an administrative tribunal or a
stipulation by the parties to the litigation or administrative
proceeding that:
- Prohibits the parties from using or disclosing the protected
health information for any purpose other than the litigation
or proceeding for which such information was requested;
and
- Requires the return to the covered entity or destruction
of the protected health information (including all copies
made) at the end of the litigation or proceeding.
- Nothwithstanding paragraph (e)(1)(ii) of this section, a
covered entity may disclose protected health information in
response to lawful process described in paragraph (e)(1)(ii)
of this section without receiving satisfactory assurance under
paragraph (e)(1)(ii)(A) or (B) of this section, if the covered
entity makes reasonable efforts to provide notice to the individual
sufficient to meet the requirements of paragraph (e)(1)(iii)
of this section or to seek a qualified protective order sufficient
to meet the requirements of paragraph (e)(1)(iv) of this section.
- Other uses and disclosures under this section. The provisions
of this paragraph do not supersede other provisions of this section
that otherwise permit or restrict uses or disclosures of protected
health information.
(f) Standard: disclosures for law enforcement
purposes. A covered entity may disclose protected health information
for a law enforcement purpose to a law enforcement official if the
conditions in paragraphs (f)(1) through (f)(6) of this section are
met, as applicable.
- Permitted disclosures: pursuant to process and as otherwise
required by law. A covered entity may disclose protected health
information:
- As required by law including laws that require the reporting
of certain types of wounds or other physical injuries, except
for laws subject to paragraph (b)(1)(ii) or (c)(1)(i) of this
section; or
- In compliance with and as limited by the relevant requirements
of:
- A court order or court-ordered warrant, or a subpoena
or summons issued by a judicial officer;
- A grand jury subpoena; or
- An administrative request, including an administrative
subpoena or summons, a civil or an authorized investigative
demand, or similar process authorized under law, provided
that:
- The information sought is relevant and material
to a legitimate law enforcement inquiry;
- The request is specific and limited in scope to
the extent reasonably practicable in light of the
purpose for which the information is sought; and
- De-identified information could not reasonably be
used.
- Permitted disclosures: limited information for identification
and location purposes. Except for disclosures required by law
as permitted by paragraph (f)(1) of this section, a covered entity
may disclose protected health information in response to a law
enforcement officials request for such information for the
purpose of identifying or locating a suspect, fugitive, material
witness, or missing person, provided that:
- The covered entity may disclose only the following information:
- Name and address;
- Date and place of birth;
- Social security number;
- ABO blood type and rh factor;
- Type of injury;
- Date and time of treatment;
- Date and time of death, if applicable; and
- A description of distinguishing physical characteristics,
including height, weight, gender, race, hair and eye color,
presence or absence of facial hair (beard or moustache),
scars, and tattoos.
- Except as permitted by paragraph (f)(2)(i) of this section,
the covered entity may not disclose for the purposes of identification
or location under paragraph (f)(2) of this section any protected
health information related to the individuals DNA or
DNA analysis, dental records, or typing, samples or analysis
of body fluids or tissue.
- Permitted disclosure: victims of a crime. Except for disclosures
required by law as permitted by paragraph (f)(1) of this section,
a covered entity may disclose protected health information in
response to a law enforcement officials request for such
information about an individual who is or is suspected to be a
victim of a crime, other than disclosures that are subject to
paragraph (b) or (c) of this section, if:
- The individual agrees to the disclosure; or
- The covered entity is unable to obtain the individuals
agreement because of incapacity or other emergency circumstance,
provided that:
- The law enforcement official represents that such information
is needed to determine whether a violation of law by a
person other than the victim has occurred, and such information
is not intended to be used against the victim;
- The law enforcement official represents that immediate
law enforcement activity that depends upon the disclosure
would be materially and adversely affected by waiting
until the individual is able to agree to the disclosure;
and
- The disclosure is in the best interests of the individual
as determined by the covered entity, in the exercise of
professional judgment.
- Permitted disclosure: decedents. A covered entity may disclose
protected health information about an individual who has died
to a law enforcement official for the purpose of alerting law
enforcement of the death of the individual if the covered entity
has a suspicion that such death may have resulted from criminal
conduct.
- Permitted disclosure: crime on premises. A covered entity may
disclose to a law enforcement official protected health information
that the covered entity believes in good faith constitutes evidence
of criminal conduct that occurred on the premises of the covered
entity.
- Permitted disclosure: reporting crime in emergencies.
- A covered health care provider providing emergency health
care in response to a medical emergency, other than such emergency
on the premises of the covered health care provider, may disclose
protected health information to a law enforcement official
if such disclosure appears necessary to alert law enforcement
to:
- The commission and nature of a crime;
- The location of such crime or of the victim(s) of such
crime; and
- The identity, description, and location of the perpetrator
of such crime.
- If a covered health care provider believes that the medical
emergency described in paragraph (f)(6)(i) of this section
is the result of abuse, neglect, or domestic violence of the
individual in need of emergency health care, paragraph (f)(6)(i)
of this section does not apply and any disclosure to a law
enforcement official for law enforcement purposes is subject
to paragraph (c) of this section.
(g) Standard: uses and disclosures about decedents.
- Coroners and medical examiners. A covered entity may disclose
protected health information to a coroner or medical examiner
for the purpose of identifying a deceased person, determining
a cause of death, or other duties as authorized by law. A covered
entity that also performs the duties of a coroner or medical examiner
may use protected health information for the purposes described
in this paragraph.
- Funeral directors. A covered entity may disclose protected health
information to funeral directors, consistent with applicable law,
as necessary to carry out their duties with respect to the decedent.
If necessary for funeral directors carry out their duties, the
covered entity may disclose the protected health information prior
to, and in reasonable anticipation of, the individuals death.
(h) Standard: uses and disclosures for cadaveric
organ, eye or tissue donation purposes. A covered entity may
use or disclose protected health information to organ procurement
organizations or other entities engaged in the procurement, banking,
or transplantation of cadaveric organs, eyes, or tissue for the
purpose of facilitating organ, eye or tissue donation and transplantation.
(i) Standard: uses and disclosures for research
purposes.
- Permitted uses and disclosures. A covered entity may use or
disclose protected health information for research, regardless
of the source of funding of the research, provided that:
- Board approval of a waiver of authorization. The covered
entity obtains documentation that an alteration to or waiver,
in whole or in part, of the individual authorization required
by §164.508 for use or disclosure
of protected health information has been approved by either:
- An Institutional Review Board (IRB), established in
accordance with 7 CFR 1c.107, 10 CFR 745.107, 14 CFR 1230.107,
15 CFR 27.107, 16 CFR 1028.107, 21 CFR 56.107, 22 CFR
225.107, 24 CFR 60.107, 28 CFR 46.107, 32 CFR 219.107,
34 CFR 97.107, 38 CFR 16.107, 40 CFR 26.107, 45 CFR 46.107,
45 CFR 690.107, or 49 CFR 11.107; or
- A privacy board that:
- Has members with varying backgrounds and appropriate
professional competency as necessary to review the
effect of the research protocol on the individuals
privacy rights and related interests;
- Includes at least one member who is not affiliated
with the covered entity, not affiliated with any entity
conducting or sponsoring the research, and not related
to any person who is affiliated with any of such entities;
and
- Does not have any member participating in a review
of any project in which the member has a conflict
of interest.
- Reviews preparatory to research. The covered entity obtains
from the researcher representations that:
- Use or disclosure is sought solely to review protected
health information as necessary to prepare a research
protocol or for similar purposes preparatory to research;
- No protected health information is to be removed from
the covered entity by the researcher in the course of
the review; and
- The protected health information for which use or access
is sought is necessary for the research purposes.
- Research on decedents information. The covered entity
obtains from the researcher:
- Representation that the use or disclosure is sought
is solely for research on the protected health information
of decedents;
- Documentation, at the request of the covered entity,
of the death of such individuals; and
- Representation that the protected health information
for which use or disclosure is sought is necessary for
the research purposes.
- Documentation of waiver approval. For a use or disclosure to
be permitted based on documentation of approval of an alteration
or waiver, under paragraph (i)(1)(i) of this section, the documentation
must include all of the following:
- Identification and date of action. A statement identifying
the IRB or privacy board and the date on which the alteration
or waiver of authorization was approved;
- Waiver criteria. A statement that the IRB or privacy board
has determined that the alteration or waiver, in whole or
in part, of authorization satisfies the following criteria:
- The use or disclosure of protected health information
involves no more than minimal risk to the individuals;
- The alteration or waiver will not adversely affect the
privacy rights and the welfare of the individuals;
- The research could not practicably be conducted without
the alteration or waiver;
- The research could not practicably be conducted without
access to and use of the protected health information;
- The privacy risks to individuals whose protected health
information is to be used or disclosed are reasonable
in relation to the anticipated benefits if any to the
individuals, and the importance of the knowledge that
may reasonably be expected to result from the research;
- There is an adequate plan to protect the identifiers
from improper use and disclosure;
- There is an adequate plan to destroy the identifiers
at the earliest opportunity consistent with conduct of
the research, unless there is a health or research justification
for retaining the identifiers, or such retention is otherwise
required by law; and
- There are adequate written assurances that the protected
health information will not be reused or disclosed to
any other person or entity, except as required by law,
for authorized oversight of the research project, or for
other research for which the use or disclosure of protected
health information would be permitted by this subpart.
- Protected health information needed. A brief description
of the protected health information for which use or access
has been determined to be necessary by the IRB or privacy
board has determined, pursuant to paragraph (i)(2)(ii)(D)
of this section;
- Review and approval procedures. A statement that the alteration
or waiver of authorization has been reviewed and approved
under either normal or expedited review procedures, as follows:
- An IRB must follow the requirements of the Common Rule,
including the normal review procedures (7 CFR 1c.108(b),
10 CFR 745.108(b), 14 CFR 1230.108(b), 15 CFR 27.108(b),
16 CFR 1028.108(b), 21 CFR 56.108(b), 22 CFR 225.108(b),
24 CFR 60.108(b), 28 CFR 46.108(b), 32 CFR 219.108(b),
34 CFR 97.108(b), 38 CFR 16.108(b), 40 CFR 26.108(b),
45 CFR 46.108(b), 45 CFR 690.108(b), or 49 CFR 11.108(b))
or the expedited review procedures (7 CFR 1c.110, 10 CFR
745.110, 14 CFR 1230.110, 15 CFR 27.110, 16 CFR 1028.110,
21 CFR 56.110, 22 CFR 225.110, 24 CFR 60.110, 28 CFR 46.110,
32 CFR 219.110, 34 CFR 97.110, 38 CFR 16.110, 40 CFR 26.110,
45 CFR 46.110, 45 CFR 690.110, or 49 CFR 11.110);
- A privacy board must review the proposed research at
convened meetings at which a majority of the privacy board
members are present, including at least one member who
satisfies the criterion stated in paragraph (i)(1)(i)(B)(2)
of this section, and the alteration or waiver of authorization
must be approved by the majority of the privacy board
members present at the meeting, unless the privacy board
elects to use an expedited review procedure in accordance
with paragraph (i)(2)(iv)(C) of this section;
- A privacy board may use an expedited review procedure
if the research involves no more than minimal risk to
the privacy of the individuals who are the subject of
the protected health information for which use or disclosure
is being sought. If the privacy board elects to use an
expedited review procedure, the review and approval of
the alteration or waiver of authorization may be carried
out by the chair of the privacy board, or by one or more
members of the privacy board as designated by the chair;
and
- Required signature. The documentation of the alteration
or waiver of authorization must be signed by the chair or
other member, as designated by the chair, of the IRB or the
privacy board, as applicable.
(j) Standard: uses and disclosures to avert
a serious threat to health or safety.
- Permitted disclosures. A covered entity may, consistent with
applicable law and standards of ethical conduct, use or disclose
protected health information, if the covered entity, in good faith,
believes the use or disclosure:
-
- Is necessary to prevent or lessen a serious and imminent
threat to the health or safety of a person or the public;
and
- Is to a person or persons reasonably able to prevent
or lessen the threat, including the target of the threat;
or
- Is necessary for law enforcement authorities to identify
or apprehend an individual:
- Because of a statement by an individual admitting participation
in a violent crime that the covered entity reasonably
believes may have caused serious physical harm to the
victim; or
- Where it appears from all the circumstances that the
individual has escaped from a correctional institution
or from lawful custody, as those terms are defined in
§ 164.501.
- Use or disclosure not permitted.. A use or disclosure pursuant
to paragraph (j)(1)(ii)(A) of this section may not be made if
the information described in paragraph (j)(1)(ii)(A) of this section
is learned by the covered entity:
- In the course of treatment to affect the propensity to commit
the criminal conduct that is the basis for the disclosure
under paragraph (j)(1)(ii)(A) of this section, or counseling
or therapy; or
- Through a request by the individual to initiate or to be
referred for the treatment, counseling, or therapy described
in paragraph (j)(2)(i) of this section.
- Limit on information that may be disclosed. A disclosure made
pursuant to paragraph (j)(1)(ii)(A) of this section shall contain
only the statement described in paragraph (j)(1)(ii)(A) of this
section and the protected health information described in paragraph
(f)(2)(i) of this section.
- Presumption of good faith belief. A covered entity that uses
or discloses protected health information pursuant to paragraph
(j)(1) of this section is presumed to have acted in good faith
with regard to a belief described in paragraph (j)(1)(i) or (ii)
of this section, if the belief is based upon the covered entitys
actual knowledge or in reliance on a credible representation by
a person with apparent knowledge or authority.
(k) Standard: uses and disclosures for specialized
government functions.
- Military and veterans activities.
- Armed Forces personnel. A covered entity may use and disclose
the protected health information of individuals who are Armed
Forces personnel for activities deemed necessary by appropriate
military command authorities to assure the proper execution
of the military mission, if the appropriate military authority
has published by notice in the Federal Register the following
information:
- Appropriate military command authorities; and
- The purposes for which the protected health information
may be used or disclosed.
- Separation or discharge from military service. A covered
entity that is a component of the Departments of Defense or
Transportation may disclose to the Department of Veterans
Affairs (DVA) the protected health information of an individual
who is a member of the Armed Forces upon the separation or
discharge of the individual from military service for the
purpose of a determination by DVA of the individuals
eligibility for or entitlement to benefits under laws administered
by the Secretary of Veterans Affairs.
- Veterans. A covered entity that is a component of the Department
of Veterans Affairs may use and disclose protected health
information to components of the Department that determine
eligibility for or entitlement to, or that provide, benefits
under the laws administered by the Secretary of Veterans Affairs.
- Foreign military personnel. A covered entity may use and
disclose the protected health information of individuals who
are foreign military personnel to their appropriate foreign
military authority for the same purposes for which uses and
disclosures are permitted for Armed Forces personnel under
the notice published in the Federal Register pursuant
to paragraph (k)(1)(i) of this section.
- National security and intelligence activities. A covered entity
may disclose protected health information to authorized federal
officials for the conduct of lawful intelligence, counter-intelligence,
and other national security activities authorized by the National
Security Act (50 U.S.C. 401, et seq.) and implementing
authority (e.g., Executive Order 12333).
- Protective services for the President and others. A covered
entity may disclose protected health information to authorized
federal officials for the provision of protective services to
the President or other persons authorized by 18 U.S.C. 3056, or
to foreign heads of state or other persons authorized by 22 U.S.C.
2709(a)(3), or to for the conduct of investigations authorized
by 18 U.S.C. 871 and 879.
- Medical suitability determinations. A covered entity that is
a component of the Department of State may use protected health
information to make medical suitability determinations and may
disclose whether or not the individual was determined to be medically
suitable to the officials in the Department of State who need
access to such information for the following purposes:
- For the purpose of a required security clearance conducted
pursuant to Executive Orders 10450 and 12698;
- As necessary to determine worldwide availability or availability
for mandatory service abroad under sections 101(a)(4) and
504 of the Foreign Service Act; or
- For a family to accompany a Foreign Service member abroad,
consistent with section 101(b)(5) and 904 of the Foreign Service
Act.
- Correctional institutions and other law enforcement custodial
situations.
- Permitted disclosures. A covered entity may disclose to
a correctional institution or a law enforcement official having
lawful custody of an inmate or other individual protected
health information about such inmate or individual, if the
correctional institution or such law enforcement official
represents that such protected health information is necessary
for:
- The provision of health care to such individuals;
- The health and safety of such individual or other inmates;
- The health and safety of the officers or employees of
or others at the correctional institution;
- The health and safety of such individuals and officers
or other persons responsible for the transporting of inmates
or their transfer from one institution, facility, or setting
to another;
- Law enforcement on the premises of the correctional
institution; and
- The administration and maintenance of the safety, security,
and good order of the correctional institution.
- Permitted uses. A covered entity that is a correctional
institution may use protected health information of individuals
who are inmates for any purpose for which such protected health
information may be disclosed.
- No application after release. For the purposes of this provision,
an individual is no longer an inmate when released on parole,
probation, supervised release, or otherwise is no longer in
lawful custody.
- Covered entities that are government programs providing public
benefits.
- A health plan that is a government program providing public
benefits may disclose protected health information relating
to eligibility for or enrollment in the health plan to another
agency administering a government program providing public
benefits if the sharing of eligibility or enrollment information
among such government agencies or the maintenance of such
information in a single or combined data system accessible
to all such government agencies is required or expressly authorized
by statute or regulation.
- A covered entity that is a government agency administering
a government program providing public benefits may disclose
protected health information relating to the program to another
covered entity that is a government agency administering a
government program providing public benefits if the programs
serve the same or similar populations and the disclosure of
protected health information is necessary to coordinate the
covered functions of such programs or to improve administration
and management relating to the covered functions of such programs.
(l) Standard: disclosures for workers
compensation. A covered entity may disclose protected health
information as authorized by and to the extent necessary to comply
with laws relating to workers compensation or other similar
programs, established by law, that provide benefits for work-related
injuries or illness without regard to fault.
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